Empire Investment Inc.
Firm details
- Headquarters
- Flushing, New York
- CRD number
- 16763
- Registered since
- May 30, 1985
Firm profile
FINTRXOverview
Empire Investment Inc. is a privately owned corporation that has been registered with the SEC as an investment adviser since 1985. Filings identify the owner type as an individual and list the firm’s regulatory classification as unclassified. The public record flags the firm as not acting as a capital allocator and not positioning itself as an active ESG investor; it is also not described as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Available disclosures for Empire Investment Inc. provide very little on its day-to-day advisory model or client segmentation. The firm has not reported a fee structure, stated advisory or business activities, or described its investment preferences in the public snapshot. That lack of detail makes it difficult to determine whether Empire focuses on retail households, high-net-worth clients, institutional mandates, model portfolios, or another niche. The firm indicates a presence in more than one location, listing two office sites in its records, but publicly available materials do not specify office addresses, regional focus, or team composition.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 5
Leon Wu
PresidentCRD 6529899
Sharon Tang
BrokerCRD 2912835
Su Tang
Registered RepresentativeCRD 2323768
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Flushing, NY
Queens
Location
Flushing, NY
Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Queens
- Address
- 13620 38th Ave
- Time zone
- ET (UTC-5)
- Office locations
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