Empire Investment Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Flushing, New York
CRD number
16763
Registered since
May 30, 1985

Firm profile

FINTRX

Overview

Empire Investment Inc. is organized as a corporation and has been registered with the SEC since 1985. Publicly available records identify the firm as individually owned and list its regulatory classification as unclassified; beyond those registry facts the firm has provided minimal operational detail. The firm’s disclosures indicate it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, and not a pension consultant or related adviser. Key items that would normally describe client focus, fee schedules, core advisory activities and investment approach were not supplied in the source material. Empire Investment Inc. reports two office locations, but specific addresses or geographic focus were not provided. The firm also did not provide data on assets under management, account counts, or client profiles in the dataset reviewed. The firm has not reported any activities or external affiliations in the available records.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Pi Kao

    Registered Financial ProfessionalCRD 713764

  • Su Tang

    Registered RepresentativeCRD 2323768

  • Robert Mitchell

    FinOpCRD 2908382

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Flushing, NY

Queens

Location

Flushing, NY

Headquartered in Flushing, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
13620 38th Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth