Financial Enhancement Group
Firm details
- Headquarters
- Anderson, Indiana
- CRD number
- 159017
- Registered since
- January 3, 2012
- Website
- www.yourlifeafterwork.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI65.2%
- Individuals32.04%
- Corporations / Businesses2.51%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Financial Enhancement Group is an independent registered investment adviser organized as an LLC. The firm is SEC-registered and first registered in 2012. Its business combines financial planning and portfolio management for individuals and small businesses with insurance brokerage and educational workshop offerings. Clients include individual and family households as well as institutional relationships. The firm charges fees on a percentage-of-assets basis and also uses hourly and fixed-fee arrangements. The adviser does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Investment Grade Corp Bonds9%
- US Government Bonds8%
- Private Funds8%
- Cash & Cash Equivalents3%
Owners & executives
3 of 3
Richard Middleton
COOCRD 6593088
Adam Harter
Partner, Chief Investment OfficerCRD 4592074
Donald Hodson
Partner & Chief Compliance OfficerCRD 2998292
Contacts
3 of 26
Grant Soliven
Financial AdvisorCRD 5671939
Andrew Thrasher
Portfolio ManagerCRD 5711919
Aaron Rheaume
Director of Financial PlanningCRD 5209906
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 112Active vs passive
$1B in ETFs
50%
$515M
37%
$509M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $56.8M | 620,582 | 5.54% |
Location
Anderson, IN
Madison
Location
Anderson, IN
Headquartered in Anderson, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Madison
- Address
- 2704 Enterprise Dr
- Time zone
- ET (UTC-5)
- Office locations
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