Financial Enhancement Group
Firm details
- Headquarters
- Anderson, Indiana
- CRD number
- 159017
- Registered since
- January 3, 2012
- Website
- www.yourlifeafterwork.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI65.2%
- Individuals32.04%
- Corporations / Businesses2.51%
- Charitable Organizations0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Financial Enhancement Group is an independent registered investment adviser formed as an LLC and first registered with the SEC in 2012. The firm serves both individual and family clients as well as institutional clients, and its ownership is a mix of a domestic entity and individual owners. Advisory services center on financial planning, portfolio management for individuals and small businesses, and investor education through seminars and workshops. The firm also operates as an insurance broker, and its product and fee mix includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser. It is not positioned as a capital allocator — alternative exposures appear to come from third-party managers rather than in-house proprietary funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Investment Grade Corp Bonds9%
- US Government Bonds8%
- Private Funds8%
- Cash & Cash Equivalents3%
Owners & executives
3 of 3
Donald Hodson
Partner & Chief Compliance OfficerCRD 2998292
Richard Middleton
COOCRD 6593088
Adam Harter
Partner, Chief Investment OfficerCRD 4592074
Contacts
3 of 26
Katrina Hoetmer
Financial AdvisorCRD 7859033
Monica Ross
ParaplannerCRD 7968780
Dusty Emmons
PartnerCRD 8046689
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 111Active vs passive
$949M in ETFs
52%
$493M
35%
$456M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $54.7M | 622,276 | 5.76% |
Location
Anderson, IN
Madison
Location
Anderson, IN
Headquartered in Anderson, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Madison
- Address
- 2704 Enterprise Dr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Walter Keenan Wealth Management
RIASouth Bend, IN
AMI Investment Management Inc
RIAKendallville, IN
Evernest Financial Advisors
RIACarmel, IN
Archer Investment Corporation
RIACarmel, IN
SMI Advisory Services, LLC
RIAColumbus, IN
Galecki Financial Management Inc
RIAFort Wayne, IN