Vestia Personal Wealth Advisors
Firm details
- Headquarters
- Fort Wayne, Indiana
- CRD number
- 290565
- Registered since
- December 13, 2017
- Website
- www.vestiaadvisors.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.06%
- Individuals6.7%
- Pension & Profit Sharing Plans2.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Vestia Personal Wealth Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC since 2017. The firm works with both individual and family clients as well as institutional accounts and offers a mix of advisory and brokerage-related services: financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and educational publications and workshops. It also operates as a registered representative of a broker‑dealer and as an insurance broker, which can expand the set of products it places for clients beyond pure advisory models. Fees are charged using a combination of percentage of AUM, hourly rates and fixed fees. Vestia does not identify as an active ESG investor in its disclosures and is not listed as a multi‑state adviser in the snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Other8%
- Exchange Traded Equities4%
- Investment Grade Corp Bonds4%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3
Lauren Oschman
PARTNER & CHIEF EXECUTIVE OFFICERCRD 5679713
Stacy Sizemore
Chief Compliance OfficerCRD 4052029
Bradlee Quick
Partner and Chief Operating OfficerCRD 7160808
Contacts
3 of 20
Cameron Heasley
PartnerCRD 5664519
Thomas Martin
PartnerCRD 4532988
Forrest Friedow
PartnerCRD 4256173
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 173Active vs passive
$534M in ETFs
19%
$99.9M
77%
$434M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $26.1M | 722,749 | 4.89% |
Location
Fort Wayne, IN
Allen
Location
Fort Wayne, IN
Headquartered in Fort Wayne, IN, anchoring the Fort Wayne-Huntington-Auburn, IN metro in the Midwest.
- Metro area
- Fort Wayne-Huntington-Auburn, IN
- Region
- Midwest
- County
- Allen
- Address
- 9121 Illinois Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Galecki Financial Management Inc
RIAFort Wayne, IN
Atlas Capital Management Corp
RIAFort Wayne, IN
Wealth Advisors Group
RIAFort Wayne, IN
Howard Bailey Securities, LLC
RIAFort Wayne, IN
Monarch Capital Management Inc
RIAFort Wayne, IN
Dickmeyer Boyce Financial Management, Inc
RIAFort Wayne, IN