SMI Advisory Services, LLC
Firm details
- Headquarters
- Columbus, Indiana
- CRD number
- 137872
- Registered since
- November 15, 2005
- Website
- smiadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals76.19%
- Investment Companies23.81%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
SMI Advisory Services, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registered in 2005) and serves both individual/family and institutional clients, operating with a fee model tied to a percentage of assets under management. Its advisory mandate centers on discretionary portfolio management for individuals, small businesses, and investment companies. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds49%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1Frederick Beerwart
Chief Compliance OfficerCRD 5052175
Contacts
3 of 8
Bryce Fathauer
Stewardship AdvisorCRD 6322824
Sandra Morrison
Stewardship AdvisorCRD 6113277
Eric Collier
Co-FounderCRD 5052172
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$688M in ETFs
43%
$298M
5%
$390M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SMI 3FOURTEEN REAL ASSET ALLOCATION ETF (RAA) | $230M | 7,575,567 | 33.39% |
Location
Columbus, IN
Bartholomew
Location
Columbus, IN
Headquartered in Columbus, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Bartholomew
- Address
- 4400 Ray Boll Blvd
- Time zone
- ET (UTC-5)
- Office locations
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