Finalis Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 305908
- Registered since
- April 21, 2020
- Website
- www.finalis.com
Firm profile
FINTRXOverview
Finalis Securities LLC is registered as a limited liability company and has been SEC-registered since 2020. FINTRX classifies the firm as an investment bank; ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is also not recorded as a multi-state adviser, a pension consultant, or a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 53
Travis Pittman
Founder & CEOCRD 5706640
Nicholas Bong
CEOCRD 8139548
Jason Leupold
Managing Partner and Chief Investment OfficerCRD 4124810
Contacts
3 of 587
Seth Dixon
AnalystCRD 8231102
John Fessler
FounderCRD 6755292
Kevin Finn
Registered RepresentativeCRD 5942085
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 450 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Guggenheim Investor Services, LLC
Broker-DealerNew York, NY
ABG Sundal Collier Inc.
Broker-DealerNew York, NY
Pundion LLC
Broker-DealerNew York, NY
Akin Bay Company LLC
Broker-DealerNew York, NY
Morgan Stanley Distribution, Inc.
Broker-DealerNew York, NY
NH Investment & Securities America, Inc.
Broker-DealerNew York, NY