Ferghana Securities, Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
43430
Registered since
February 27, 1998

Firm profile

FINTRX

Overview

Ferghana Securities, Inc. is organized as a corporation and appears in public filings as an investment bank; its SEC registration dates to 1998. Ownership is recorded as a domestic entity and an individual rather than an institutional parent. The firm is not identified in the dataset as a capital allocator, and it does not report active ESG investing activity. Available records do not describe the firm's advisory services, fee model, client segments, or specific business lines. The snapshot flags Ferghana Securities as neither a multistate adviser nor a pension consultant and does not list related-adviser status. The limited disclosure suggests the entity operates more in a broker/dealer or investment-banking capacity than as a retail registered investment adviser, or that regulatory filings contain minimal public detail about client-facing activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Paul Thompson

    Paul Thompson

    Vice PresidentCRD 5983741

  • William Kridel

    William Kridel

    ChairmanCRD 704171

  • James Erickson

    James Erickson

    AdvisorCRD 6375451

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
420 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth