Ferghana Securities, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 43430
- Registered since
- February 27, 1998
- Website
- ferghanapartners.com
Firm profile
FINTRXOverview
Ferghana Securities, Inc. is organized as a corporation and appears in public filings as an investment bank; its SEC registration dates to 1998. Ownership is recorded as a domestic entity and an individual rather than an institutional parent. The firm is not identified in the dataset as a capital allocator, and it does not report active ESG investing activity. Available records do not describe the firm's advisory services, fee model, client segments, or specific business lines. The snapshot flags Ferghana Securities as neither a multistate adviser nor a pension consultant and does not list related-adviser status. The limited disclosure suggests the entity operates more in a broker/dealer or investment-banking capacity than as a retail registered investment adviser, or that regulatory filings contain minimal public detail about client-facing activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3
Paul Thompson
Vice PresidentCRD 5983741

William Kridel
ChairmanCRD 704171

James Erickson
AdvisorCRD 6375451
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 420 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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