Ferghana Securities, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 43430
- Registered since
- February 27, 1998
- Website
- ferghanapartners.com
Firm profile
FINTRXOverview
Ferghana Securities, Inc. is a domestic corporate entity organized as an investment bank. Publicly available descriptors classify the firm on the investment banking side of the industry rather than as a registered advisory capital allocator or multi-state advisory firm. The firm's profile indicates a narrow operating scope: it is not listed as a capital allocator, it does not identify as an active ESG investor, and it is not described as a pension consultant, related adviser, or multi-state adviser. There is limited disclosure about client segments, fee models, or specific advisory activities, which suggests its primary activities sit with brokerage or investment-banking functions rather than broad retail or institutional wealth-management programs. Given the sparse detail on advisory services and account relationships, the firm should be evaluated as an investment-bank–oriented corporate broker-dealer entity until additional information about client-facing or discretionary offerings becomes available.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2
William Kridel
ChairmanCRD 704171

Paul Thompson
Vice PresidentCRD 5983741
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 420 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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