Ferghana Securities, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 43430
- Registered since
- February 27, 1998
- Website
- ferghanapartners.com
Firm profile
FINTRXOverview
Ferghana Securities, Inc. is organized as a corporation and has been SEC-registered since 1998. Public records classify the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The ownership is listed as a domestic entity and individual combination. Available data indicates Ferghana does not operate as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Filings and the dataset offer limited detail about specific advisory or underwriting activities, so the firm’s day-to-day business lines beyond the investment bank classification are not described in the source material.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3
William Kridel
ChairmanCRD 704171

Paul Thompson
Vice PresidentCRD 5983741

James Erickson
AdvisorCRD 6375451
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 420 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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