Fenix Securities, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
159481
Registered since
August 1, 2012

Firm profile

FINTRX

Overview

Fenix Securities, LLC is organized as a limited liability company and is registered with the SEC since 2012. FINTRX classifies ownership as a mix of domestic entity and individual ownership. The database marks the firm as "unclassified" and indicates it does not operate as a capital allocator or an active ESG investor. Other regulatory or operational flags in the snapshot show the firm is not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. Public filings and the FINTRX snapshot provide only high-level registry details; the dataset does not include granular descriptions of the firm's advisory services, fee structure, or target client segments.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Dana Mirro

    Chief Compliance OfficerCRD 6930752

  • John Catalano

    Chief Compliance OfficerCRD 2873076

Contacts

3 of 9
  • Michael Brown

    Financial and Operations PrincipalCRD 1658070

  • Julian Galvez Pourtale

    Julian Galvez Pourtale

    Managing PartnerCRD 4474817

  • Sonia Miklic

    Sonia Miklic

    Head of Back OfficeCRD 6518772

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 World Trade Ctr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth