Fearnley Securities

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
174133
Registered since
August 12, 2015

Firm profile

FINTRX

Overview

Fearnley Securities is organized as a corporation and is classified in the data set as an investment bank. Ownership is recorded as a mix of a foreign entity and individual stakeholders. That profile points toward activities centered on capital markets and corporate finance rather than a retail wealth-management practice. The firm is not identified as a capital allocator and is flagged as not an active ESG investor. It also does not appear in the data as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. Those attributes, combined with the investment-bank classification, suggest the firm’s business model is likely oriented to transactional and advisory work—underwriting, corporate advisory, or brokerage-oriented services—rather than serving as a discretionary asset manager or family-office style allocator. Public-facing detail on business lines, fee schedules, client types, and portfolio activity is limited in the available record. Because those items are not provided, there is little reported information here about investment mandates, account structures, or public holdings.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Adolfo Iannuzzi

    Adolfo Iannuzzi

    CEOCRD 2874669

  • Peter Wessel

    CEOCRD 6495105

Contacts

3 of 12
  • Jason Fink

    PartnerCRD 2550196

  • Kevin O'hara

    Kevin O'hara

    Managing DirectorCRD 4089638

  • Brian Mcevilly

    Credit SalesCRD 4575017

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
885 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth