Fairlead Strategies LLC

RIASEC RegisteredEst. 2026
Total AUM
Avg account
$0
Accounts
0
Employees
4
Advisory reps
3

Firm details

Headquarters
Greenwich, Connecticut
CRD number
341167
Registered since
April 3, 2026
Fee structure
Subscription Fees
Services
Publication of PeriodicalsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Fairlead Strategies LLC is organized as a limited liability company and registered with the SEC in 2026. The firm serves both individual & family clients and institutional clients and bills clients via a subscription-fee model rather than an asset-based fee. Its advisory offering centers on publishing market commentary and educational content and on providing market-timing services; the firm also runs seminars and workshops. Those activities suggest the business is oriented toward distributing investment ideas and timing signals as a product, rather than functioning primarily as a traditional discretionary asset manager. Operational attributes in the public snapshot indicate Fairlead Strategies is not a capital allocator and is not positioned as a pension consultant. It is not identified as an active ESG investor, and it is not registered as a multistate adviser. The filing also notes an affiliation as a related adviser and lists the firm under the broad category “other investment adviser,” which reinforces a nontraditional adviser model anchored in publication and education.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Tracy Townshend

    Tracy Townshend

    Partner, COO/CCOCRD 7147397

Contacts

2 of 2
  • William Tamplin

    William Tamplin

    senior technical analystCRD 7422806

  • Katherine Stockton

    Katherine Stockton

    Founder and Managing PartnerCRD 3085173

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
19 E Elm St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth