Gamco Asset Management Inc.
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 104950
- Registered since
- September 5, 1978
- Website
- www.gabelli.com
- Custodians
- J.P. MORGAN SECURITIES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- HNWI39.56%
- Investment Companies37.77%
- Charitable Organizations10.31%
- Pension & Profit Sharing Plans5.24%
- State / Municipal Government4%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Gamco Asset Management Inc. is a corporation that has been SEC-registered since 1978 and operates as a hedge-fund-classified adviser serving both individual/family and institutional clients. The firm provides portfolio management across a range of wrappers: individual and small business accounts, investment companies, pooled investment vehicles, and institutional or business portfolios. Its fee schedule includes percentage-of-AUM, fixed fees, performance-based fees and other arrangements. Gamco does not identify as an active ESG investor. The firm also maintains industry roles beyond pure advisory: it is affiliated with broker-dealer activity, acts as an investment adviser to other vehicles, and can serve as sponsor or general partner of pooled investment vehicles and limited partnerships. Ownership is a mix of domestic corporate and individual interests.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Cash & Cash Equivalents5%
- Public Funds/Mutual Funds3%
- Sovereign Bonds2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 6
Howard Ward
Chief Investment OfficerCRD 1059031

Mario Gabelli
Chairman & CEOCRD 216136

Kieran Caterina
Chief Accounting OfficerCRD 3049042
Contacts
3 of 11
Wayne Pinsent
Director of ResearchCRD 4808515

Anne Morrissy
Vice PresidentCRD 4647074
David Goldman
Senior Vice PresidentCRD 3191963
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$188M in ETFs
72%
$135M
15%
$53.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES GOLD TRUST (IAU) | BlackRock | Passive | Commodities Focused | $14.1M | 187,221 | 7.54% |
Location
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 191 Mason St
- Time zone
- ET (UTC-5)
- Office locations
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