Oxford Lane Management, LLC
Firm details
- Headquarters
- Greenwich, Connecticut
- CRD number
- 154380
- Registered since
- July 22, 2010
- Website
- www.oxfordfunds.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Oxford Lane Management, LLC is an SEC-registered institutional registered investment adviser formed as a limited liability company in 2010. The firm’s stated advisory focus is portfolio management for investment companies, and its client base is institutional. It is not positioned as a capital allocator to third-party managers; instead, its activities include serving as an adviser and sponsor/GP/managing member of pooled investment vehicles. Fee arrangements combine asset-based charges with performance-based fees. Oxford Lane is not identified as an active ESG investor, and it does not report multi-state adviser status.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Gerald Cummins
Chief Compliance OfficerCRD 1322563

Bruce Rubin
Chief Financial OfficerCRD 6554037
Contacts
3 of 3Charles Royce
ChairmanCRD 406314

Jonathan Cohen
Board MemberCRD 1855647

Saul Rosenthal
Board MemberCRD 3125081
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Greenwich, CT
Fairfield
Location
Greenwich, CT
Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 8 Sound Shore Dr
- Time zone
- ET (UTC-5)
- Office locations
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