Oxford Lane Management, LLC

RIASEC RegisteredEst. 2010
Total AUM
$2.3B
Discretionary
$2.3B
100% of AUM
Avg account
$2.3B
Accounts
1
Employees
23
Advisory reps
5

Firm details

Headquarters
Greenwich, Connecticut
CRD number
154380
Registered since
July 22, 2010
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Oxford Lane Management, LLC is an SEC-registered institutional registered investment adviser formed as a limited liability company in 2010. The firm’s stated advisory focus is portfolio management for investment companies, and its client base is institutional. It is not positioned as a capital allocator to third-party managers; instead, its activities include serving as an adviser and sponsor/GP/managing member of pooled investment vehicles. Fee arrangements combine asset-based charges with performance-based fees. Oxford Lane is not identified as an active ESG investor, and it does not report multi-state adviser status.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Gerald Cummins

    Gerald Cummins

    Chief Compliance OfficerCRD 1322563

  • Bruce Rubin

    Bruce Rubin

    Chief Financial OfficerCRD 6554037

Contacts

3 of 3
  • Charles Royce

    Charles Royce

    ChairmanCRD 406314

  • Jonathan Cohen

    Jonathan Cohen

    Board MemberCRD 1855647

  • Saul Rosenthal

    Saul Rosenthal

    Board MemberCRD 3125081

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
8 Sound Shore Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth