Steeprock Capital

RIASEC RegisteredEst. 2014
Total AUM
$2.6B
Discretionary
$220M
8% of AUM
Avg account
$239M
Accounts
11
Employees
12
Advisory reps
3

Firm details

Headquarters
Greenwich, Connecticut
CRD number
172775
Registered since
September 23, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies81.21%
  • Other10.42%
  • Pooled Investment Vehicles8.36%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Steeprock Capital LLC is an SEC-registered investment adviser that began operating in 2014 and is owned by an individual. The firm serves institutional clients and focuses on portfolio management for pooled investment vehicles. Its compensation includes both a percentage-of-assets fee and performance-based fees, which aligns with arrangements commonly used when managers allocate to third‑party funds or run pooled vehicles. Steeprock does not market itself as an ESG investor, is not a multi-state adviser, and is not identified as a capital allocator.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Contacts

3 of 3
  • John Bucci

    John Bucci

    Co-Founder and Co-Managing PartnerCRD 2674334

  • Matthew Mitchell

    Matthew Mitchell

    Co-Founder & Co-Managing PartnerCRD 6387266

  • Trisha Creta

    CRD 7326942

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Sound View Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth