Steeprock Capital

RIASEC Registered
Total AUM
$2.6B
Discretionary
$220M
8% of AUM
Avg account
$239M
Accounts
11
Employees
12
Advisory reps
3

Firm details

Headquarters
Greenwich, Connecticut
CRD number
172775
Registered since
September 23, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies81.21%
  • Other10.42%
  • Pooled Investment Vehicles8.36%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Steeprock Capital is an institutional RIA organized as a limited liability company that serves institutional clients and manages pooled investment vehicles. The firm is SEC-registered (registration year 2014). Its ownership is listed as individual, and its compensation is a mix of asset-based fees and performance-based fees. Steeprock’s stated advisory activity centers on portfolio management for pooled vehicles rather than one-off retail advisory services. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Sound View Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth