Context Capital Management LLC

RIASEC RegisteredEst. 2005
Total AUM
$8B
Discretionary
$8B
100% of AUM
Avg account
$2.7B
Accounts
3
Employees
19
Advisory reps
9

Firm details

Headquarters
Greenwich, Connecticut
CRD number
115167
Registered since
August 26, 2005
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Context Capital Management LLC is an SEC-registered hedge fund adviser that provides portfolio management for pooled investment vehicles. The firm serves an institutional client base and charges both a percentage of assets under management and performance-based fees. It is structured as a limited liability company and has been SEC-registered since 2005. Context is not positioned as an active ESG investor and is not reported as a multi-state adviser. Besides advisory duties, the firm appears to act in sponsor/GP or managing-member roles for pooled vehicles it manages.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Michael Rosen

    Michael Rosen

    Co-Founder and CEOCRD 1789176

  • Charles Carnegie

    Charles Carnegie

    CIO and Portfolio ManagerCRD 5704568

  • Grace Brescia

    Grace Brescia

    Chief Compliance OfficerCRD 2103142

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Contacts

3 of 4
  • William Fertig

    William Fertig

    Co-Founder and ChairmanCRD 871951

  • Chesley Berlinghof

    Chesley Berlinghof

    Managing DirectorCRD 6361061

  • Luke Trafton

    Luke Trafton

    Managing DirectorCRD 6829938

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
145 Mason St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth