Exos Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 298276
- Registered since
- February 13, 2019
- Website
- www.exosfinancial.com
Firm profile
FINTRXOverview
Exos Securities LLC is organized as a limited liability company and appears on public records as having registered with the SEC in 2019. Ownership is listed as a combination of a domestic entity and an individual. The firm’s profile classifies it as unclassified and indicates it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The source material does not disclose the firm’s advisory activities, fee structure, client segments, or specific business lines.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Brady Dougan
Founder and CEOCRD 2423049

Michael Forstl
Chief Compliance OfficerCRD 1430325
Contacts
3 of 10Sean Brady
Head of StrategyCRD 2656052
Dewey Tucker
Managing DirectorCRD 4912568
Olga Rip
FinOpCRD 5440553
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 35 W 35th St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Guggenheim Investor Services, LLC
Broker-DealerNew York, NY
ABG Sundal Collier Inc.
Broker-DealerNew York, NY
Pundion LLC
Broker-DealerNew York, NY
Akin Bay Company LLC
Broker-DealerNew York, NY
Morgan Stanley Distribution, Inc.
Broker-DealerNew York, NY
NH Investment & Securities America, Inc.
Broker-DealerNew York, NY