EXOS SECURITIES LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 298276
- Registered since
- February 13, 2019
- Website
- www.exosfinancial.com
Firm profile
FINTRXOverview
Exos Securities LLC is organized as a limited liability company and is shown as SEC-registered since 2019. Publicly available fields for the firm are sparse: its internal classification is listed as unclassified, ownership is recorded as a domestic entity and individual, and several typical advisory designations — multi-state adviser, pension consultant, related adviser — are marked “no.” The firm is not flagged as an active ESG investor and is not identified as a capital allocator. The dataset does not include descriptions of the firm’s advisory or business activities, client demographics, fee model, or representative roster. That limited disclosure constrains assessment of the firm’s positioning in wealth management markets; where clients or investment programs are absent from reporting, the entity may be operating in a non-discretionary, broker/dealer, or administrative capacity rather than managing retail advisory assets, but that is an inference rather than a documented fact in the provided records.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Michael Forstl
Chief Compliance OfficerCRD 1430325
Contacts
3 of 11SEAN BRADY
Head of StrategyCRD 2656052
DEWEY TUCKER
Managing DirectorCRD 4912568
OLGA RIP
FinOpCRD 5440553
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 35 W 35th St
- Time zone
- ET (UTC-5)
- Office locations
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