Exos Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
298276
Registered since
February 13, 2019

Firm profile

FINTRX

Overview

Exos Securities LLC is organized as a limited liability company with ownership characterized as a domestic entity and individual. The firm is listed as "Unclassified" in the source snapshot and is not identified as a capital allocator, ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm did not supply detail on its business lines, advisory activities, fee schedules, or client segmentation, and the source explicitly states no additional information was provided about activities or affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Michael Forstl

    Michael Forstl

    Chief Compliance OfficerCRD 1430325

  • Randy Stouber

    Randy Stouber

    CEO and CCOCRD 1104531

  • Brady Dougan

    Brady Dougan

    Founder and CEOCRD 2423049

Contacts

3 of 9
  • Olga Rip

    FinOpCRD 5440553

  • Nelson Young

    Nelson Young

    DirectorCRD 1564217

  • Gerard Watson

    Gerard Watson

    DirectorCRD 1835652

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
35 W 35th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth