DUCERA SECURITIES LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
55
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
269984
Registered since
February 11, 2016

Firm profile

FINTRX

Overview

Ducera Securities LLC is organized as a limited liability company and was registered with the SEC in 2016. The firm is classified as an investment bank rather than a traditional portfolio manager or discretionary asset manager. Ownership is listed as a mix of a domestic entity and an individual. The dataset does not present typical RIA disclosures such as client segmentation, fee schedules, or detailed advisory activities. The record indicates the firm is not a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, a pension consultant, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Patrick Dowling

    Chief Operating OfficerCRD 6710935

  • MICHAEL KRAMER

    Partner and Chief Executive OfficerCRD 2341638

Contacts

3 of 53
  • Jennifer Cleary

    Investment Banking AnalystCRD 7936478

  • Sarah Halimi

    Registered RepresentativeCRD 7956140

  • BRADLEY ROBINS

    PartnerCRD 3212053

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
11 Times Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth