DMKC ADVISORY SERVICES, LLC

RIASEC RegisteredEst. 2007
Total AUM
$903M
Discretionary
$782M
87% of AUM
Avg account
$954K
Accounts
946
Employees
13
Advisory reps
12

Firm details

Headquarters
DES MOINES, Iowa
CRD number
145112
Registered since
September 28, 2007
Custodians
FIRST CLEARING, LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI47.49%
  • Charitable Organizations30.71%
  • Individuals10.43%
  • Corporations / Businesses10.43%
  • Pension & Profit Sharing Plans0.94%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dmkc Advisory Services, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2007. The firm serves both individual and family clients as well as institutional customers, offering financial planning and portfolio management for individuals, small businesses, and institutions. It charges clients on a percentage-of-assets basis and also uses hourly billing for some work. The firm is affiliated with a broker-dealer and is not positioned as a capital allocator or pension consultant. Dmkc does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 18%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 4%, US Government Bonds 3%, State & Local Bonds 2%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds4%
  • US Government Bonds3%

Owners & executives

2 of 2
  • DANIEL KELLY

    President, CEOCRD 266912

  • KATHLEEN HALLIWELL

    Chief Compliance OfficerCRD 1216284

Contacts

3 of 10
  • DAVID HAAS

    Investement Advisor RepresentativeCRD 5599596

  • Andrew Harrison

    Registered RepresentativeCRD 6279956

  • DANIEL KELLY

    PresidentCRD 4751840

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 29

Active vs passive

$80.1M in ETFs

Passive

80%

$64M

Active

5%

$16.1M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US DIVIDEND EQUITY ETF (SCHD)SchwabPassiveLarge Value$10.9M354,38713.57%

Location

Primary office

DES MOINES, IA

POLK

Location

DES MOINES, IA

Headquartered in DES MOINES, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
POLK
Address
3900 Ingersoll Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth