DISRUPTIVE SECURITIES

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
299155
Registered since
October 23, 2019

Firm profile

FINTRX

Overview

Disruptive Securities is organized as a limited liability company and appears on FINTRX as an SEC-registered adviser since 2019. The snapshot flags the firm as an unclassified adviser with ownership listed as a domestic entity and an individual. The record indicates the firm is not designated a capital allocator and is not identified as an active ESG investor. Several advisory and business-activity fields in the profile are blank, so the public FINTRX record provides only a limited description of the firm's investment remit. The snapshot also marks the firm as not a multi-state adviser despite other location data on file; FINTRX does not list a client profile, fee structure, or specific advisory activities for Disruptive Securities in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MILES EDWARDS

    Chief Compliance OfficerCRD 2040332

  • ALEXANDER DAVIS

    Chairman & CEOCRD 4741207

Contacts

3 of 8
  • Benjamin Steiner

    Registered RepresentativeCRD 5661121

  • David Trevino

    Operations AnalystCRD 8095381

  • Spencer Rose

    Research AnalystCRD 8146075

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
368 9th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth