Daiwa Capital Markets America Inc.

Broker-DealerFINRA MemberEst. 1965
Total AUM
Advisory reps
192
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
1576
Registered since
January 25, 1965

Firm profile

FINTRX

Overview

Daiwa Capital Markets America Inc. is registered as a U.S. corporation and is classified here as an investment bank. Its SEC registration dates back to 1965. The firm's regulatory snapshot indicates it does not act as a capital allocator, is not set up as a multi-state adviser, and is not identified as an active ESG investor or a pension consultant. Ownership is listed as a domestic entity / individual structure. Public filings in this dataset do not enumerate specific advisory services, client segments, or business lines beyond the investment bank classification. That limits visibility into retail or institutional client coverage, fee models, or explicit advisory activities in this source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Keiji Machida

    Keiji Machida

    Chairman and Chief Executive OfficerCRD 7273228

  • John Grefe

    John Grefe

    Chief Compliance OfficerCRD 3275699

  • Lawrence Werther

    Lawrence Werther

    Chief EconomistCRD 4983071

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Contacts

3 of 187
  • Daiki Naito

    DirectorCRD 7819883

  • Robert Fox

    DirectorCRD 1531086

  • Hideyuki Inoue

    DirectorCRD 7520714

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1251 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth