D. BORAL CAPITAL

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
33
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
103792
Registered since
June 7, 2000

Firm profile

FINTRX

Overview

D. Boral Capital is organized as a limited liability company that registered with the SEC in 2000 and is classified as an investment bank. The entity is listed as owned by a domestic individual or domestic entity. Publicly reported firm attributes indicate it does not act as a capital allocator, is not an active ESG investor, does not operate as a multi-state adviser, and is not identified as a pension consultant or related adviser. The available records contain minimal detail about the firm's advisory activities, fee schedules, client segments, or business lines. That limited disclosure, together with the investment bank classification and the absence of capital-allocation status, suggests the organization may focus on non-discretionary, intermediary, or corporate finance functions rather than traditional retail wealth management.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • David Boral

    Founder and CEOCRD 5340753

  • PHILIP WIEDERLIGHT

    Chief Operating OfficerCRD 5856024

  • JARED MERLIN

    Chief Compliance OfficerCRD 4222427

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Contacts

3 of 29
  • Jung Wook Lee

    Senior Vice PresidentCRD 5678878

  • ANDREW FRIIS

    Registered RepresentativeCRD 4354032

  • DAVID SANS

    Head of Healthcare Investment BankingCRD 5439613

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
590 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth