COMMERZ MARKETS LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
76
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
41957
Registered since
December 17, 1996

Firm profile

FINTRX

Overview

Commerz Markets LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm has been SEC-registered since 1996. Ownership is noted as a combination of a foreign entity and an individual, which suggests a non‑purely domestic ownership structure. The snapshot flags the firm as not functioning as a capital allocator and not acting as a multi-state adviser. It is also identified as not being an active ESG investor, and the record does not list roles such as pension consulting or related-adviser services. Those attributes align more with transaction and markets activity than with a client-facing wealth management model.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Joseph Barbella

    Chief Compliance OfficerCRD 5058379

  • LEE-ANN ROYAN

    Chief Operating OfficerCRD 4860551

  • KEITH ROSWELL LLOYD

    Chief Financial OfficerCRD 2836268

Contacts

3 of 73
  • ENRICO LEITE LUPO SACAGNI SILVA

    DirectorCRD 7435730

  • JOSEPH TONER

    Managing DirectorCRD 4910635

  • Rahul Mathur

    Head of StructuringCRD 5029364

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
225 Liberty St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth