Citic Securities International USA, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
158266
Registered since
March 26, 2012

Firm profile

FINTRX

Overview

Citic Securities International USA, LLC is organized as a limited liability company and has been registered with the SEC since 2012. Filings identify its ownership as involving domestic entities and individuals. The firm is listed as unclassified in the available records and is not designated as a capital allocator. The record also indicates it is not an active ESG investor, not a multi-state adviser, not a pension consultant, not a related adviser, and is not newly formed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • William Holub

    William Holub

    CFOCRD 2680290

  • Bradley Schwartz

    Bradley Schwartz

    CEOCRD 2372237

  • Jiong Li

    Chief Financial Officer & TreasurerCRD 6798277

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Contacts

3 of 16
  • Michael Khin

    Michael Khin

    Senior Compliance ManagerCRD 2815618

  • Georgina Edionseri

    Georgina Edionseri

    Risk ManagerCRD 7454026

  • Aaron Li

    Aaron Li

    Associate Director Of OperationsCRD 7009749

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1155 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth