Chaince Securities, LLC

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
10590
Registered since
April 23, 1982

Firm profile

FINTRX

Overview

Chaince Securities, LLC is organized as a limited liability company and is listed as SEC-registered since 1982. Public filings and the FINTRX snapshot provide only sparse operational detail: the firm is identified as having both a domestic entity and an individual ownership element, and its regulatory classification is recorded as "unclassified." The record indicates Chaince Securities is not designated as a capital allocator, is not a multi-state adviser, does not identify as an active ESG investor, and is not flagged as a newly formed adviser or pension consultant. FINTRX does not supply descriptions of the firm's advisory or business activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

Contacts

3 of 10
  • Ruoxin Wang

    Ruoxin Wang

    Registered RepresentativeCRD 6993148

  • Robert Hennessey

    Robert Hennessey

    Registered RepresentativeCRD 1998770

  • Meng Yang

    Meng Yang

    Managing DirectorCRD 7630890

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1251 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth