CG COMPASS (USA) LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
129837
Registered since
May 26, 2004

Firm profile

FINTRX

Overview

CG Compass (USA) LLC is organized as a limited liability company and is SEC-registered with an initial registration year of 2004. Public filings identify the ownership as a combination of a domestic entity and an individual. The firm's regulatory classification is listed as unclassified, and the snapshot data indicates it does not operate as a capital allocator. Available disclosures are sparse on the firm's day-to-day advisory activities, client segments, and fee arrangements. The dataset also flags CG Compass (USA) LLC as not positioning itself as an active ESG investor, not operating across multiple states as a designated multi-state adviser, and not identifying as a pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • GERARD BENARES

    Chief Operating OfficerCRD 2031717

  • PEDRO ALVIZUA

    Chief Compliance OfficerCRD 6441839

Contacts

3 of 18
  • BETTIANA GONZALEZ

    Middle Office AnalystCRD 6620586

  • Maria Fernandez

    RealtorCRD 6676352

  • Itaira Diaz

    AVPCRD 7678542

Unlock 15 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
590 Madison Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth