Causeway Securities LLC

Broker-DealerFINRA MemberEst. 2022
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
315829
Registered since
July 11, 2022

Firm profile

FINTRX

Overview

Causeway Securities LLC is a limited liability company that became SEC-registered in 2022. Ownership is listed as a combination of a foreign entity and an individual. The firm is classified as unclassified in the source data and is not identified as a capital allocator. It is not flagged as a multi-state adviser, an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser according to the firm-level fields provided. Several standard fields — including client base, fee structure, business activities, and advisory activities — were not disclosed in the available record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Conor O'donnell

    Conor O'donnell

    Founder and CEOCRD 7503902

  • Kenneth Cherrier

    Kenneth Cherrier

    Chief Compliance OfficerCRD 3135567

  • Allan Waddell

    Chief Operating OfficerCRD 6269115

Contacts

3 of 8
  • Jared Mcnulty Maharaj

    Internal WholesalerCRD 7133231

  • Leonardo Cassin

    Leonardo Cassin

    Senior Vice PresidentCRD 6325550

  • Shari Rothenberg

    Shari Rothenberg

    ManagerCRD 6590875

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
405 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth