Carter Advisory Services, Inc

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
11
Advisory reps
10

Firm details

Headquarters
Dallas, Texas
CRD number
116249
Fee structure
Hourly Charges, Fixed Fees
Services
Financial Planning

Firm profile

FINTRX

Overview

Carter Advisory Services, Inc. is registered as an independent registered investment adviser operating as a corporation. FINTRX characterizes the firm’s client-facing activity around financial planning rather than discretionary portfolio management: advisory services are listed as financial planning services, and the firm charges clients via hourly and fixed fees. The firm is not flagged as an active ESG investor and is indicated as not acting as a capital allocator or a pension consultant. Industry affiliation information shows the firm also operates as a real estate broker. The FINTRX snapshot does not include an SEC registration year and identifies the owner type as a mix of domestic entity and individual ownership. The profile suggests Carter Advisory Services, Inc. runs a fee-for-service planning practice and relies on external investment products rather than managing significant proprietary or pooled investment capital.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Russell

    John Russell

    CEO and PartnerCRD 5368614

Contacts

3 of 9
  • Lori Peters

    Lori Peters

    Financial Planner and Compliance OfficerCRD 4280806

  • Jonathan Meaney

    Jonathan Meaney

    PartnerCRD 4371249

  • Deborah Lemoine-Hickey

    Deborah Lemoine-Hickey

    Financial PlannerCRD 6370942

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
12222 Merit Dr
Time zone
CT (UTC-6)
Office locations

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