THE GARDNER GROUP

RIASEC Registered

Total AUM

$125M

Discretionary

$125M

100% of AUM

Avg account

$341K

Accounts

367

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 114263
Website: plan.gardnergrp.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI72.31%
Individuals27.63%
Charitable Organizations0.06%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

The Gardner Group is an independent registered investment adviser organized as an LLC and owned by an individual. Its client mix includes both individuals and families as well as institutional relationships. The firm provides financial planning, portfolio management for individuals and small businesses, and runs educational seminars and workshops. It also operates as an insurance broker. Fee arrangements include asset-based fees, hourly billing, and fixed fees. The firm is not positioned as a capital allocator and does not market itself as an active ESG investor or a multi-state adviser.