Spectrum Strategies, L.L.C.

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
4
Advisory reps
4

Firm details

Headquarters
Dallas, Texas
CRD number
115318
Fee structure
Hourly Charges, Fixed Fees
Services
Financial Planning

Firm profile

FINTRX

Overview

Spectrum Strategies, L.L.C. is an owner-operated limited liability company that provides financial planning and advisory services to both individuals/families and institutional clients. The firm charges clients on an hourly or fixed-fee basis rather than a wrap or asset-based fee, and it is not positioned as a capital allocator or multi-manager platform. Regulatory and structural details in FINTRX show the adviser is not flagged as an active ESG investor, is not identified as a multi-state adviser, and is not characterized as a pension consultant or related adviser. The firm is also associated with broker-dealer activity through industry affiliations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Truman Blocker

    Truman Blocker

    PartnerCRD 2375733

  • Jaime Galvan

    Jaime Galvan

    PartnerCRD 2897783

  • Landon Vaughan

    Landon Vaughan

    Financial AdvisorCRD 5467115

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
14180 Dallas Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth