Capital Ideas

RIASEC Registered

Total AUM

$336M

Discretionary

$334M

99% of AUM

Avg account

$1.2M

Accounts

270

Employees

5

Advisory reps

5

Firm details

Headquarters: Dallas, Texas
CRD number: 114352
Registered since: May 25, 2006
Website: www.cap-ideas.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI73.14%
Charitable Organizations10.39%
Other Investment Advisers6.69%
Individuals4.4%
Pension & Profit Sharing Plans3.56%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capital Ideas is an independent registered investment adviser that has been SEC-registered since 2006. The firm is organized as an LLC and is owned by a combination of a domestic entity and an individual. It works primarily with high-net-worth individuals and families, charging fees based on a percentage of assets under management and offering portfolio management services for both individuals/small businesses and for business or institutional clients. Capital Ideas indicates a clear equity preference and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities87%
Cash & Cash Equivalents10%
State & Local Bonds1%
Investment Grade Corp Bonds1%
Public Funds/Mutual Funds1%

Owners & executives

1 of 1

Karen Burns
President and Chief Compliance OfficerCRD 2482528

Contacts

3 of 4

James Jacobson
Owner, Investment Advisor RepresentativeCRD 5819962
Clifford Brott
Founder & ChairmanCRD 31829
Andrew Kerai
Managing PartnerCRD 5041737

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Dallas
Address: 12720 Hillcrest Rd
Time zone: CT (UTC-6)
Office locations

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