Broadmark Asset Management LLC

RIASEC RegisteredEst. 2000

Total AUM

$238M

Discretionary

$238M

100% of AUM

Avg account

$59.6M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 109422
Registered since: September 7, 2000
Website: www.broadmarkasset.com
Custodians: R.J. O'BRIEN SECURITIES, LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies98.22%
Corporations / Businesses1.78%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Broadmark Asset Management LLC is an SEC-registered limited liability company that has been operating since 2000 and is organized as an institutional registered investment adviser. The firm serves primarily institutional clients while also providing portfolio management for individuals/small businesses, investment companies, and corporate or institutional balance sheets. Compensation is delivered through a mix of percentage-of-AUM fees and performance-based fees. Regulatory and business activities listed for the firm include acting as a commodity pool operator/commodity trading advisor (CPO/CTA) and participating as a sponsor, general partner, or managing member of pooled investment vehicles. Broadmark reports affiliations with broker-dealers and trust companies. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.