Caplight Markets LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 103970
- Registered since
- September 25, 2000
- Website
- www.caplight.com
Firm profile
FINTRXOverview
Caplight Markets LLC is organized as a limited liability company and has been SEC-registered since 2000. Filings identify its owner type as a domestic entity and individual(s) and classify the firm as “unclassified.” The record does not describe the firm’s business activities, advisory focus, client types, or fee arrangements. Regulatory attributes listed for the firm indicate it is not an active ESG investor, is not registered as a multistate adviser, is not newly formed, and does not identify as a pension consultant or a related adviser. The available disclosures are minimal and do not provide a clear picture of investment strategy or client services.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Javier Avalos
Co-Founder & CEOCRD 5836369

Maria Rabinovich
Chief Compliance OfficerCRD 4560548
Contacts
3 of 6
William Richardson
Registered RepresentativeCRD 7140720
Michael Chung
FinOpCRD 5739877
Richard McDonough
Business Development AssociateCRD 7266457
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 531 Howard St
- Time zone
- PT (UTC-8)
- Office locations
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