Caplight Markets LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
103970
Registered since
September 25, 2000

Firm profile

FINTRX

Overview

Caplight Markets LLC is organized as a limited liability company and has been SEC-registered since 2000. Publicly available records identify the owner type as a combination of a domestic entity and an individual. The firm is classified as unclassified in the source data. The firm does not identify itself as a capital allocator and is not listed as an active ESG investor. It is not marked as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The source does not provide details about client types, fee structure, specific advisory or business activities, or manager allocation preferences.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Maria Rabinovich

    Maria Rabinovich

    Chief Compliance OfficerCRD 4560548

  • Javier Avalos

    Javier Avalos

    Co-Founder & CEOCRD 5836369

Contacts

3 of 6
  • Siddharth Sanjay Somani

    Siddharth Sanjay Somani

    Private Markets AnalystCRD 7945446

  • Holly Snider

    Holly Snider

    OperationsCRD 7855694

  • Richard McDonough

    Business Development AssociateCRD 7266457

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
531 Howard St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth