CAPLIGHT MARKETS LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 103970
- Registered since
- September 25, 2000
- Website
- www.caplight.com
Firm profile
FINTRXOverview
Caplight Markets LLC is organized as a limited liability company and is SEC-registered with an initial registration year of 2000. The firm's ownership is identified as a combination of a domestic entity and an individual. Available classifications in the dataset are limited — the firm is marked as "Unclassified" — and the record does not provide specifics about its advisory services, clientele, or fee model. Caplight Markets is not flagged as a capital allocator, is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser in the data provided.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2MARIA RABINOVICH
Chief Compliance OfficerCRD 4560548
JAVIER AVALOS
Co-Founder & CEOCRD 5836369
Contacts
3 of 5Siddharth Sanjay Somani
Private Markets AnalystCRD 7945446
HOLLY SNIDER
OperationsCRD 7855694
Richard McDonough
Business Development AssociateCRD 7266457
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 531 Howard St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
AQUILO PARTNERS, L.P.
Broker-DealerSAN FRANCISCO, CA
MCMORGAN & COMPANY CAPITAL ADVISORS LLC
Broker-DealerSAN FRANCISCO, CA
CITIZENS JMP SECURITIES, LLC
Broker-DealerSAN FRANCISCO, CA
FTP SECURITIES LLC
Broker-DealerSAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC.
Broker-DealerSAN FRANCISCO, CA
WELLS FARGO PRIME SERVICES, LLC
Broker-DealerSAN FRANCISCO, CA