Canam Investor Services, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
158539
Registered since
October 25, 2012

Firm profile

FINTRX

Overview

Canam Investor Services, LLC is organized as a limited liability company and has been SEC-registered since 2012. The firm’s ownership is reported as a mix of a domestic entity and an individual. In FINTRX’s snapshot the firm is classified as “Unclassified,” and it is not identified as a capital allocator. The profile indicates several operational characteristics: Canam Investor Services is not flagged as an active ESG investor, it is not registered as a multistate adviser, and it is not listed as a pension consultant or related adviser. Other standard fields such as fee structure, client base, and specific advisory activities are not populated in the dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Frank Ingraham

    Frank Ingraham

    Chief Compliance OfficerCRD 2918519

  • Peter Calabrese

    Chief Compliance OfficerCRD 4590054

Contacts

3 of 6
  • Li Wen

    Registered RepresentativeCRD 7902290

  • Tiffany Riordan

    FinOpCRD 6313437

  • Sharline Rodriguez

    VP, OperationsCRD 6914936

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
48 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth