CANAL CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.3B
Discretionary
$1.1B
89% of AUM
Avg account
$646K
Accounts
1,988
Employees
6
Advisory reps
6

Firm details

Headquarters
RICHMOND, Virginia
CRD number
164971
Registered since
August 21, 2012
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI79.18%
  • Pooled Investment Vehicles14.22%
  • Charitable Organizations2.85%
  • Individuals2.5%
  • Pension & Profit Sharing Plans1.24%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Canal Capital Management, LLC is an independent, SEC-registered investment adviser (formed in 2012) organized as an LLC under individual ownership. It serves both individual & family and institutional clients and functions as a capital allocator and sponsor/GP/managing member of pooled investment vehicles. Advisory services include financial planning, portfolio management for individuals/small businesses and for pooled vehicles, and selection of other advisers. The firm also operates insurance brokerage and accounting activities alongside its advisory business. Fee arrangements include percentage-of-AUM, fixed fees and performance-based fees. Canal Capital is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 45%, Public Funds/Mutual Funds 31%, Private Funds 18%, State & Local Bonds 4%, Sovereign Bonds 2%45%
  • Exchange Traded Equities45%
  • Public Funds/Mutual Funds31%
  • Private Funds18%
  • State & Local Bonds4%
  • Sovereign Bonds2%

Owners & executives

1 of 1
  • EVERETT GILLISS

    Partner and Chief Executive OfficerCRD 4064036

Contacts

3 of 5
  • CRAIG TRUITT

    Business Development & Investment AssociateCRD 1254434

  • MARGARET SMITH

    DirectorCRD 5137450

  • NOAH GREENBAUM

    Partner & Director Of InvestmentsCRD 5596246

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 79

Active vs passive

$266M in ETFs

Passive

74%

$196M

Active

26%

$70.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$31.3M54,30611.77%

Location

Primary office

RICHMOND, VA

RICHMOND CITY

Location

RICHMOND, VA

Headquartered in RICHMOND, VA, in the South of the United States.

Region
South
County
RICHMOND CITY
Address
9 S 5th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth