Alpha Omega Wealth Management, LLC

RIASEC Registered

Total AUM

$1B

Discretionary

$913M

89% of AUM

Avg account

$782K

Accounts

1,310

Employees

Advisory reps

Firm details

Headquarters: Richmond, Virginia
CRD number: 149842
Registered since: April 21, 2009
Website: www.aowealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI85.87%
Individuals11.06%
Charitable Organizations1.93%
Corporations / Businesses1.14%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Alpha Omega Wealth Management, LLC is an independent registered investment adviser organized as an LLC and owned by a combination of domestic-entity and individual interests. The firm is SEC-registered (initial registration in 2009) and positions itself as a capital allocator serving both individual and family clients as well as institutional investors. Its advisory practice covers financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of third-party managers. Fee arrangements include asset-based fees, hourly charges and fixed fees. The firm reports an active stance on ESG considerations.