Nasdaq Dorsey Wright

RIASEC RegisteredEst. 1987

Total AUM

$1B

Discretionary

$1B

100% of AUM

Avg account

$1.2M

Accounts

840

Employees

Advisory reps

Firm details

Headquarters: Richmond, Virginia
CRD number: 104925
Registered since: March 6, 1987
Website: www.nasdaq.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC, RBC CAPITAL MARKETS, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: Investment Companies53.03%
HNWI32.62%
Individuals8.98%
Pension & Profit Sharing Plans4.03%
Corporations / Businesses1.01%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Nasdaq Dorsey Wright operates as an LLC and has been SEC-registered since 1987. The firm serves a mix of individual, family and institutional clients and bills using a variety of models, including percentage of AUM, hourly, subscription and fixed fees. Advisory services extend across portfolio management for individuals, small businesses, institutions and investment companies, and the firm also produces periodicals and runs educational seminars and workshops. Nasdaq Dorsey Wright identifies as an active ESG investor and is classified as a CPO/CTA in its business activities.