Brookfield Securities LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
327792
Registered since
June 4, 2024

Firm profile

FINTRX

Overview

Brookfield Securities LLC is organized as a limited liability company and is classified in the dataset as an investment bank that registered with the SEC in 2024. Ownership is identified as a mix of a domestic entity and an individual. The firm is not listed as a capital allocator and the record indicates it does not position itself as an active ESG investor. The available profile does not list advisory activities, fee schedules, or typical client types. It is also not recorded as a multi-state adviser, pension consultant, or related adviser, which aligns with the investment-bank classification and suggests the firm’s primary activities are likely transactional or capital-market oriented rather than asset management or fiduciary investment oversight.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 15
  • Stephen Lande

    Stephen Lande

    Senior Vice PresidentCRD 5158600

  • George Kremers

    George Kremers

    Registered RepresentativeCRD 6188282

  • Philip Selig

    Philip Selig

    Vice PresidentCRD 4593048

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
225 Liberty St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth