Brookfield Private Wealth LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
82
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
313390
Registered since
September 23, 2021

Firm profile

FINTRX

Overview

Brookfield Private Wealth LLC is organized as a limited liability company and is classified in the source data as a fund distributor. Ownership is identified as a mix of a domestic entity and an individual, suggesting private ownership rather than affiliation with a larger registered advisory network. The profile does not list any capital-allocation activity, and the firm is not flagged as engaging in environmental, social, and governance (ESG) investing. The source record provides no detail on client segments, fee schedules, specific advisory services, or investment management responsibilities. It is likewise not identified as a multi-state adviser, a pension consultant, a related adviser to another firm, or a newly formed adviser, which together imply a narrow or specialized operating footprint focused on distribution activities rather than broad wealth-management services.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Levi

    David Levi

    CEO & Managing PartnerCRD 2387908

  • Wendy Kong

    Wendy Kong

    Chief Compliance OfficerCRD 2653550

Contacts

3 of 80
  • Jacob Walter

    Jacob Walter

    Private Wealth Sales DirectorCRD 4521709

  • Anne Marie Thurston

    Anne Marie Thurston

    Senior Vice PresidentCRD 3262100

  • Briana Backes

    Briana Backes

    Regional ConsultantCRD 7001352

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
Brookfield Place Liberty St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth