Brighttower Securities LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
318266
Registered since
January 12, 2023

Firm profile

FINTRX

Overview

Brighttower Securities LLC is structured as a limited liability company and is classified as an investment bank. The firm became SEC-registered in 2023. Ownership is recorded as a combination of a domestic entity and an individual. Available registry flags indicate the firm is not operating as a capital allocator, is not identified as an active ESG investor, and is not registered as a multi-state adviser. It is also not listed as a pension consultant or as a related adviser to another registered manager.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Trisha Prince

    Trisha Prince

    Chief Compliance OfficerCRD 2941980

Contacts

3 of 23
  • Sean Connor

    Sean Connor

    DirectorCRD 7880302

  • Raymond Lundy

    Raymond Lundy

    DirectorCRD 6301201

  • Nicole Ginsberg

    Nicole Ginsberg

    DirectorCRD 7881761

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
41 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth