Bluerock Capital Markets LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
—
Advisory reps
31
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
136974
Registered since
February 3, 2006

Firm profile

FINTRX

Overview

Bluerock Capital Markets LLC is organized as a limited liability company and is registered with the SEC; its registration dates back to 2006. FINTRX classifies the firm as a fund distributor rather than an investment manager or allocator. The ownership is listed as a combination of a domestic entity and an individual. Public filings and the snapshot in FINTRX do not identify the firm as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The dataset does not provide detail about specific advisory or business activities, so the available record frames the entity primarily around its distributor role rather than portfolio management or advisory operations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Colin Cosgrove

    Colin Cosgrove

    CEOCRD 2351343

  • Julia Phillips

    Julia Phillips

    Chief Marketing OfficerCRD 5539269

  • Kamala Connors

    Kamala Connors

    Chief Compliance OfficerCRD 5729659

Contacts

3 of 28
  • Jason Emala

    Jason Emala

    General CounselCRD 6690509

  • Steven Baffico

    Steven Baffico

    Executive Vice PresidentCRD 4136467

  • Frederick Handrich

    Frederick Handrich

    Senior Regional Vice PresidentCRD 1378311

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
919 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth