Bluerock Capital Markets LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
31
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
136974
Registered since
February 3, 2006

Firm profile

FINTRX

Overview

Bluerock Capital Markets LLC is organized as a limited liability company and is classified in public profiles as a fund distributor. Ownership is shown as a mix of a domestic entity and an individual. The firm is not described as a capital allocator and is not identified as an active ESG investor. Available data provides only a narrow view of the firm's public profile: there are no disclosed details on client segments, fee schedules, specific business lines, or advisory services. Additional metadata indicates the firm is not a multistate adviser, not newly formed, not a pension consultant, and not listed as a related adviser to another registered entity.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Colin Cosgrove

    Colin Cosgrove

    CEOCRD 2351343

  • Julia Phillips

    Julia Phillips

    Chief Marketing OfficerCRD 5539269

  • Kamala Connors

    Kamala Connors

    Chief Compliance OfficerCRD 5729659

Contacts

3 of 28
  • Jason Emala

    Jason Emala

    General CounselCRD 6690509

  • Steven Baffico

    Steven Baffico

    Executive Vice PresidentCRD 4136467

  • Frederick Handrich

    Frederick Handrich

    Senior Regional Vice PresidentCRD 1378311

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
919 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth