Big Rock Advisors LLC

RIASEC & State Registered
Total AUM
$27.8M
Discretionary
$27.8M
100% of AUM
Avg account
$677K
Accounts
41
Employees
3
Advisory reps
3

Firm details

Headquarters
Sag Harbor, New York
CRD number
330067
Registered since
September 9, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.3%
  • Individuals4.7%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Big Rock Advisors LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm reports serving individual and family clients and offers a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm does not identify itself as an active ESG investor and is not designated as a multi-state adviser in the available filing. Big Rock also lists an affiliation with an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 50%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds50%

Contacts

3 of 3
  • Stephen Taylor

    Stephen Taylor

    Co-FounderCRD 4235510

  • Sean Hopkins

    Investment Advisor RepresentativeCRD 5937931

  • Anthony Cardona

    Anthony Cardona

    Co-FounderCRD 4342194

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Sag Harbor, NY

Suffolk

Location

Sag Harbor, NY

Headquartered in Sag Harbor, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
35 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth