Derivaty Co

RIASEC RegisteredEst. 2020

Total AUM

$28M

Discretionary

$28M

100% of AUM

Avg account

$9.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: White Plains, New York
CRD number: 310249
Registered since: September 2, 2020
Website: www.derivaty.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Other
Client types: Other Investment Advisers100%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Derivaty Co. is a corporation registered with the SEC in 2020 and operates as an institutional registered investment adviser. The firm is owned by an individual and reports its primary client base as institutional, although its advisory scope on filings includes portfolio management for individuals/small businesses as well as for businesses and institutions. Fee arrangements include a percentage-of-AUM component and an unspecified "other" element. The adviser does not identify itself as a capital allocator, is not active on ESG investing, is not a multi-state adviser, and does not advertise pension consulting or related-adviser activity.