SAYBROOK CAPITAL CORP

RIASEC RegisteredEst. 1989
Total AUM
$503M
Discretionary
$503M
100% of AUM
Avg account
$3.2M
Accounts
155
Employees
4
Advisory reps
2

Firm details

Headquarters
Sag Harbor, New York
CRD number
107679
Registered since
November 9, 1989
Fee structure
Percentage of AUM
Client types
  • HNWI94.21%
  • Charitable Organizations3.57%
  • Pension & Profit Sharing Plans1.11%
  • Corporations / Businesses1.11%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Saybrook Capital Corp is a fee-based registered investment adviser that has been operating since 1989 and serves both individuals/families and institutional clients. The firm emphasizes equity-oriented portfolio management: exchange-traded equities make up the bulk of assets under management, and its investment approach favors publicly traded stocks and ETFs as the primary building blocks for client portfolios. Advisory services focus on discretionary portfolio management for small businesses, individuals and institutions, delivered under a percentage-of-assets fee model. Saybrook is not identified as an active ESG investor and is not set up as a capital allocator — its model centers on direct management of client portfolios rather than functioning as a multi-manager allocator. Saybrook’s structure is a corporation with individual ownership. Its filing classifies the firm as unclassified and notes advisory activity concentrated on portfolio management rather than pension consulting or related-adviser roles. The firm is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 11%, Other 7%, US Government Bonds 1%, State & Local Bonds 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents11%
  • Other7%
  • US Government Bonds1%
  • State & Local Bonds1%

Contacts

2 of 2
  • SCOTT HIRSCH

    CRD 2092879

  • LUKE BABCOCK

    AnalystCRD 2454138

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Sag Harbor, NY

SUFFOLK

Location

Sag Harbor, NY

Headquartered in Sag Harbor, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
7 Spring St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth