SIP Financial Services

RIASEC RegisteredEst. 2026

Total AUM

$28.2M

Discretionary

0% of AUM

Avg account

$201K

Accounts

140

Employees

Advisory reps

Firm details

Headquarters: Glenville, New York
CRD number: 144985
Registered since: June 23, 2026
Website: www.sipfinancialservices.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI56.3%
Individuals40.46%
Pension & Profit Sharing Plans2.87%
Charitable Organizations0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

SIP Financial Services is a sole-proprietorship independent registered investment adviser serving both individual/family and institutional clients. The firm provides fee-based financial planning and portfolio management across individual, small-business and institutional relationships, and it lists pension consulting among its advisory services. Its billing methods include AUM-based fees, hourly charges, and fixed fees. The firm reports it is not an active ESG investor and is not structured as a multi-state adviser or capital allocator.