BERENBERG CAPITAL MARKETS LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
32
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
156757
Registered since
November 9, 2011

Firm profile

FINTRX

Overview

Berenberg Capital Markets LLC is an LLC that has been registered with the SEC since 2011 and is classified as an investment bank. Ownership is listed as a domestic entity and individual. The firm is not identified as a capital allocator and does not report being an active ESG investor. It is not flagged as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser to another registered firm. The snapshot positioning and the lack of advisory-related flags suggest the entity functions on the capital markets/brokerage side rather than operating as a traditional registered investment adviser managing client portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JOHN MURPHY

    Chief Compliance OfficerCRD 1975663

  • LARS SCHWARTAU

    Co-CEOCRD 6483384

Contacts

3 of 30
  • Carlos Jimenez

    Associate DirectorCRD 2263392

  • Daniel Swarbrick

    Trading OperationsCRD 6547048

  • Peter McQuaid

    Senior Equity TraderCRD 2441527

Unlock 27 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1251 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth