Berenberg Capital Markets LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
28
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
156757
Registered since
November 9, 2011

Firm profile

FINTRX

Overview

Berenberg Capital Markets LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm first registered with the SEC in 2011. Ownership is listed as a combination of a domestic entity and an individual, and the snapshot characterizes the organization primarily as a capital-markets / investment-banking operation rather than as a capital allocator or registered multi-state advisory firm. The dataset marks the firm as not identifying itself as an active ESG investor, not operating as a pension consultant, and not flagged as a related adviser. Details typically used to profile client focus and revenue model—such as client segments, advisory activities, and fee structure—are not included in the available snapshot, so public-facing positioning beyond the investment-bank classification is limited.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Murphy

    John Murphy

    Chief Compliance OfficerCRD 1975663

Contacts

3 of 27
  • Daniel Swarbrick

    Daniel Swarbrick

    Trading OperationsCRD 6547048

  • Peter McQuaid

    Peter McQuaid

    Head of TradingCRD 2441527

  • Martin Moroney

    Martin Moroney

    Sales TraderCRD 1264132

Unlock 24 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1251 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth