Bbva Securities Inc.

Broker-DealerFINRA MemberEst. 1990
Total AUM
Advisory reps
225
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
27060
Registered since
August 9, 1990

Firm profile

FINTRX

Overview

Bbva Securities Inc. is recorded as a corporation classified as an investment bank. FINTRX shows the entity as SEC-registered since 1990 and owned by a combination of a foreign entity and an individual. The profile flags indicate the firm does not act as a capital allocator and is not marked as an active ESG investor, multi-state adviser, pension consultant, or related adviser. FINTRX does not list discrete business or advisory activities for the firm, so its public-facing role appears centered on broker-dealer / investment banking functions rather than on providing registered investment advisory wealth-management services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Dong Sohn

    CFOCRD 5115452

  • Joseph Spinelli

    Joseph Spinelli

    Chief Compliance OfficerCRD 2436743

  • Peter Jensen

    Chief Executive OfficerCRD 2596069

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Contacts

3 of 221
  • David Laiz Carrion

    David Laiz Carrion

    Head Of EngineeringCRD 7982918

  • Thomas O'sullivan

    Thomas O'sullivan

    Executive DirectorCRD 7168053

  • Philip DeGaetano

    ConsultantCRD 2965085

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
375 9th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth