Axis Capital USA, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
293368
Registered since
May 15, 2019

Firm profile

FINTRX

Overview

Axis Capital USA, LLC is organized as a limited liability company and is classified in FINTRX as an insurance broker-dealer. FINTRX shows the firm’s SEC registration year as 2019 and lists ownership as a mix of a foreign entity and an individual. The record indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Fields for advisory activities, fee structure, and client base are blank in the source data, so there are no disclosed details about services or pricing arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Alok Chokhani

    Alok Chokhani

    CEO and DirectorCRD 6916939

Contacts

2 of 2
  • Luis Goberna

    PrincipalCRD 7152621

  • Peter Galligan

    Peter Galligan

    Financial PrincipalCRD 1873304

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
405 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth