Auerbach Grayson & Company LLC

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
30761
Registered since
September 9, 1992

Firm profile

FINTRX

Overview

Auerbach Grayson & Company LLC is organized as a limited liability company and is classified as an investment bank. The firm has been registered with the SEC since 1992. Ownership is listed as a combination of domestic entity and individual ownership. Available records indicate the firm does not act as a capital allocator, does not position itself as an active ESG investor, and is not set up as a multistate adviser or pension consultant. Several customary fields (client base, fee structure, business and advisory activities) are not provided in the profile.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Gil Aikins

    Chief Compliance OfficerCRD 5157274

  • Nikhil Bhatnagar

    Nikhil Bhatnagar

    Chief Executive OfficerCRD 5874592

Contacts

3 of 27
  • Jason Kim

    Jason Kim

    Senior Vice PresidentCRD 8154871

  • Samuel Kurian

    Samuel Kurian

    Equity Capital MarketsCRD 8191186

  • Garth Ballantyne

    Garth Ballantyne

    Managing Director, Head of EquitiesCRD 3034474

Unlock 24 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
20 W 55th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth