APA Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Englewood Cliffs, New Jersey
CRD number
133615
Registered since
April 26, 2005

Firm profile

FINTRX

Overview

APA Securities, LLC is a limited liability company that has been SEC-registered since 2005. Public records list the owner type as both a domestic entity and an individual. The firm is recorded as "Unclassified" in industry categorization and does not identify as a capital allocator. It also reports that it is not an active ESG investor, not a multi-state adviser, not a pension consultant, and has no related adviser indicated. Little additional detail about the firm’s business activities, advisory services, fee structure, or client focus is provided in the source data. Those blanks limit visibility into how the firm positions its services or what client segments it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Prendergast

    Michael Prendergast

    Chief Compliance OfficerCRD 4962908

Contacts

2 of 2
  • Christopher Nelson

    Securities Processing ConsultantCRD 6296630

  • Richard Yeates

    PresidentCRD 5909324

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Englewood Cliffs, NJ

Bergen

Location

Englewood Cliffs, NJ

Headquartered in Englewood Cliffs, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Bergen
Address
920 Sylvan Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth