Alvarez & Marsal Securities, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
127858
Registered since
January 7, 2004

Firm profile

FINTRX

Overview

Alvarez & Marsal Securities, LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm has been SEC-registered since 2004. Ownership is reported as a mix of a domestic entity and individual ownership. The profile data indicates the firm does not act as a capital allocator and is not positioned as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Available records focus on the corporate classification and regulatory attributes; the dataset does not detail specific advisory lines, fee schedules, or product platforms. Taken together, the public descriptors point to a firm oriented toward investment-banking activities rather than operating as a traditional wealth-management RIA or a retail asset manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Keith Winters

    Keith Winters

    Chief Compliance Officer / Chief Financial OfficerCRD 3126316

Contacts

3 of 16
  • Patricia Murphy

    Patricia Murphy

    Managing DirectorCRD 2851475

  • Ryan Ho

    Ryan Ho

    AnalystCRD 7592628

  • Kristen Talgo

    Kristen Talgo

    Senior DirectorCRD 1006408

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
100 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms