Allocations Securities
Firm details
- Headquarters
- Santa Rosa, California
- CRD number
- 317750
- Registered since
- December 21, 2022
- Website
- www.allocationsx.com
Firm profile
FINTRXOverview
Allocations Securities is organized as a limited liability company and is shown as owned by a combination of a domestic entity and an individual. The firm is listed in the dataset with an "unclassified" business classification, and the record contains minimal detail about its advisory activities or fee arrangements. The profile entry indicates several negative designations rather than active business descriptions: the firm is not characterized as a capital allocator, does not identify as an active ESG investor, is not a multistate adviser, and is not listed as a pension consultant or related adviser. Those data points suggest a narrow or limited operational footprint in the record, but the dataset does not include descriptions of client types, investment mandates, or services offered.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Kurt Nunez
Chief Compliance OfficerCRD 4327653

James Richards
Chief Financial OfficerCRD 2680389
Contacts
1 of 1
Richard Thoms
DirectorCRD 6292727
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Santa Rosa, CA
Sonoma
Location
Santa Rosa, CA
Headquartered in Santa Rosa, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Sonoma
- Address
- 3558 Round Barn Blvd
- Time zone
- PT (UTC-8)
- Office locations
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