Absa Securities U.S Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
299729
Registered since
February 25, 2020

Firm profile

FINTRX

Overview

Absa Securities U.S Inc. is organized as a corporation with ownership tied to a foreign entity and individual stakeholder(s). The FINTRX snapshot classifies the firm as unclassified and indicates it does not serve as a capital allocator. Several adviser-role flags are negative: it is not identified as an active ESG investor, not a multi-state adviser, not a pension consultant, and not listed as a related adviser. Available source fields for business activities, advisory activities, fee structure and client base are blank; as a result there is limited public detail about the firm’s client-facing services or typical mandates. The absence of those disclosures in the record suggests the entity’s primary U.S. footprint may be focused on broker-dealer or intermediary functions rather than traditional discretionary wealth management.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Diana Bergherr

    Chief Compliance OfficerCRD 1092501

  • Garth Klintworth

    Garth Klintworth

    CEOCRD 8070592

Contacts

3 of 9
  • Michael Glynn

    FinOpCRD 3219445

  • Thomas Wilcock

    Thomas Wilcock

    Fixed Income SalesCRD 1530576

  • Konstantin Keresteliev

    Emerging Markets Fixed Income SalesCRD 4398525

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
780 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth