Absa Securities U.S Inc.

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
299729
Registered since
February 25, 2020

Firm profile

FINTRX

Overview

Absa Securities U.S. Inc. is organized as a corporation and appears in FINTRX as an SEC-registered entity since 2020. Ownership is listed as a combination of a foreign entity and an individual. The firm’s classification is recorded as unclassified in the dataset. FINTRX flags Absa Securities U.S. Inc. as not acting as a capital allocator and not identifying as an active ESG investor. The profile also indicates it is not a multi-state adviser, not a newly formed adviser (per the data field), not a pension consultant, and not a related adviser. The source file does not provide details on the firm’s advisory business lines, fee schedules, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Garth Klintworth

    Garth Klintworth

    CEOCRD 8070592

  • Diana Bergherr

    Chief Compliance OfficerCRD 1092501

Contacts

3 of 9
  • Thomas Wilcock

    Thomas Wilcock

    Fixed Income SalesCRD 1530576

  • Suyash Shandilya

    Suyash Shandilya

    Supervisory AnalystCRD 7043131

  • Samik Sengupta

    Samik Sengupta

    Supervisory AnalystCRD 6646478

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
780 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth